FINRA & Securities Arbitration
Most disputes between investors and brokerage firms are resolved through FINRA arbitration, the securities industry's forum. Because customer agreements require it, investors bring claims like unsuitable investments, misrepresentation, or broker misconduct before a FINRA panel rather than in court.
The process has its own rules — statement of claim, arbitrator selection, hearing, and award — and awards are binding with very limited appeal. A securities arbitration lawyer typically works on contingency to pursue investment-loss recovery.
Resolve it fast, or get the right lawyer.
Many disputes settle in days without a lawyer. Try Quick-Resolve arbitration first — and if it isn't the right fit, we'll match you with a lawyer best suited to your need.
FINRA & Securities Arbitration — questions answered
What is FINRA arbitration?
It's the mandatory forum for most disputes between investors and brokerage firms, run by FINRA. Investors file claims like unsuitability, misrepresentation, or churning, and a panel of arbitrators issues a binding award.
Do I need a lawyer for FINRA arbitration?
You can appear on your own, but securities arbitration is technical. Most investors hire a securities arbitration lawyer — usually on contingency — to improve recovery.
How long does FINRA arbitration take?
Often around a year to eighteen months for a full hearing, though simplified cases for smaller amounts resolve faster on the papers.
Need representation? Find an attorney or find a lawyer for your matter — or try Quick-Resolve arbitration first.
Attorney.plus is not a law firm and does not provide legal advice. This is general information about arbitration, not a substitute for advice from a licensed attorney in your jurisdiction.